Compliance Monitoring Associate

September 23, 2024

Compliance Monitoring Associate

Job description

This is an exciting opportunity to join a growing team where you’ll be instrumental in developing a Compliance Monitoring Framework. As a Compliance Monitoring Associate, you will assist in managing compliance activities across multiple jurisdictions, ensuring regulatory adherence. This role is ideal for someone looking to shift from hands-on monitoring to a more oversight and management-oriented position.

Key Responsibilities:

  • Support the management of the Compliance Monitoring Framework, working closely with the Head of Group Compliance.
  • Oversee the execution of the Monitoring Plan, including routine, thematic, and ad-hoc reviews.
  • Generate reports on Monitoring findings and ensure timely communication with stakeholders.
  • Track and manage monitoring issues through to resolution, maintaining accurate logs.
  • Produce regular management information (MI) reports.
  • Conduct limited monitoring tests and perform assurance checks on Central Compliance Team activities.

Skills & Experience:

  • Minimum 4 years of compliance experience in the financial sector, such as investment management, private equity, or asset management.
  • Proven experience with compliance monitoring and management.
  • Degree in Law, Finance, Accounting, Economics, Business Administration, or equivalent relevant experience.
  • Strong communication skills, with the ability to manage competing priorities in a dynamic environment.

Personal Attributes:

  • Excellent attention to detail and organisational skills.
  • Strong team player and relationship builder.
  • Ability to work effectively across multiple cultures.
  • Resilient, reliable, and adaptable to a fast-paced, evolving environment.

Apply Now!

Join a globally respected Compliance team that offers excellent career development and extensive training. This is an opportunity to advance your compliance career in a dynamic, international environment.

If you are interested and meet the qualifications, please share your CV or apply now by contacting Klaudia at klaudia@cfwrecruitment.com.

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